In August 2022, the United States Office of Science and Technology Policy (OSTP) issued a memo (PDF) on ensuring free, immediate, and equitable access to federally funded research (a.k.a. the “Nelson memo”). Crossref is particularly interested in and relevant for the areas of this guidance that cover metadata and persistent identifiers—and the infrastructure and services that make them useful.
Funding bodies worldwide are increasingly involved in research infrastructure for dissemination and discovery.
Preprints have become an important tool for rapidly communicating and iterating on research outputs. There is now a range of preprint servers, some subject-specific, some based on a particular geographical area, and others linked to publishers or individual journals in addition to generalist platforms. In 2016 the Crossref schema started to support preprints and since then the number of metadata records has grown to around 16,000 new preprint DOIs per month.
TL;DR One of the things that makes me glad to work at Crossref is the principles to which we hold ourselves, and the most public and measurable of those must be the Principles of Open Scholarly Infrastructure, or POSI, for short. These ambitions lay out how we want to operate - to be open in our governance, in our membership and also in our source code and data. And it’s that openness of source code that’s the reason for my post today - on 26th September 2022, our first collaboration with the JSON Forms open-source project was released into the wild.
Ans: metadata and services are all underpinned by POSI.
Leading into a blog post with a question always makes my brain jump ahead to answer that question with the simplest answer possible. I was a nightmare English Literature student. ‘Was Macbeth purely a villain?’ ‘No’. *leaves exam*
Just like not giving one-word answers to exam questions, playing our role in the integrity of the scholarly record and helping our members enhance theirs takes thought, explanation, transparency, and work.
Pending publication is a way of creating a DOI and depositing metadata for a content item any time after a manuscript has been accepted but before it is published online. This is possible for all standard content types (such as articles, books, conference proceedings).
Because a pending publication has not yet been published, its DOI will resolve to a publicly-available Crossref-hosted landing page. Once the work is published online, this same DOI will resolve to the URL for that content.
The pending publication content type serves as a temporary placeholder for your content - like a “coming soon” or preview of the great work to come. For a pending publication, you register basic metadata for your content item before registering all the formal metadata that comes with a version of record. Take care not to share a DOI before it has been deposited with us, or it will not resolve for your readers, and will lead to a failed resolution in your resolution report. Learn more about the pending publication consultation.
Use cases for pending publication
Before the pending publication content type existed, we recommended you to register DOIs at the time content was published online, or shortly after. As the communication needs of our members (researchers, funders, institutions, and publishers) evolve, we have created this new solution to aid you and your work, and allow you to register DOIs before content is published online. With pending publication:
Members can:
address timing issues related to press embargos
publicly establish scholarly precedence for their articles
meet the conditions in full for new funder policies and mandates, which focus on acceptance as a key event to report on
ensure that institutional repositories use the DOI to link to the member-stewarded copy
Researchers can provide formal evidence of all publications in employment and grant applications
Funders can fully track all publications funded by their research grants
Institutions can fully track the scholarly output of their faculty members
Technology vendors that support scholarly research management can account for all outputs
How does pending publication work?
When registering your publication as pending there are two things you need to do:
Register a subset of the metadata (as a minimum: member name, journal title, and accepted date) under the Pending Publication content type.
After you do this, the DOI will resolve to a Crossref-hosted landing page displaying your logo, a banner showing the manuscript has been accepted for publication, and the metadata you’ve provided. As with all registered content, pending publication metadata will be publicly available in our APIs (and updated as you update your metadata records).
Once your work is published, you need to register the full metadata for the work - this is not an automatic process. You must update the metadata for each pending publication DOI, so that each DOI will resolve directly to the content (and not the pending publication landing page).
Pending publication workflow diagram
Crossmark participants please note that you can deposit Crossmark metadata at any point, but during the Beta version of the pending publication rollout, the Crossmark badge will not be displayed to readers.
Fees for pending publications
Content Registration (metadata deposit) fees still apply, but there are no additional fees for using pending publication. So, you’ll be charged once when you register the pending publication, but any subsequent updates, including the update on publication, are not charged.
History
Pending publication has been supported since 2019 and was designed in response to community feedback:
